Ethicast

How Do I Use AI to Prevent Insider Trading?


Listen Later

The SEC is using AI to detect suspicious trading patterns with unprecedented power and accuracy. So that begs the question: how can you be using AI to prevent insider traiding within your own organization? BELA Chair Erica Salmon Byrne explains.

This episode stems from the BELA concierge service, in which our internal experts will answer any E&C question a BELA member poses. And since there is no competition in compliance, we respond to anonymized, high-level concierge questions here for the benefit of E&C teams everywhere.

  • Two Workers at Filing Agent to SEC Edgar Get Insider Charges: https://fortune.com/2025/06/28/sec-workers-edgar-system-insider-trading-securities-fraud/
  • Ethisphere's free AI Report: https://resources.ethisphere.com/story/ai-in-ethics-and-compliance/page/1?hsCtaAttrib=195957177382
  • Want to join BELA? Here's how: www.ethisphere.com/bela
  •  

    ...more
    View all episodesView all episodes
    Download on the App Store

    EthicastBy Ethicast

    • 5
    • 5
    • 5
    • 5
    • 5

    5

    6 ratings


    More shows like Ethicast

    View all
    Hidden Brain by Hidden Brain, Shankar Vedantam

    Hidden Brain

    43,730 Listeners

    The NPR Politics Podcast by NPR

    The NPR Politics Podcast

    25,868 Listeners

    WSJ What’s News by The Wall Street Journal

    WSJ What’s News

    4,356 Listeners

    Pivot by New York Magazine

    Pivot

    9,579 Listeners

    HBR IdeaCast by Harvard Business Review

    HBR IdeaCast

    179 Listeners

    Compliance Perspectives by SCCE

    Compliance Perspectives

    35 Listeners

    The Daily by The New York Times

    The Daily

    112,802 Listeners

    Post Reports by The Washington Post

    Post Reports

    5,468 Listeners

    Great Women in Compliance by Lisa Fine and Hemma Lomax

    Great Women in Compliance

    56 Listeners

    The Journal. by The Wall Street Journal & Spotify Studios

    The Journal.

    6,072 Listeners

    SmartLess by Jason Bateman, Sean Hayes, Will Arnett

    SmartLess

    57,938 Listeners

    The Ethics Experts by Nick Gallo, Giovanni Gallo

    The Ethics Experts

    70 Listeners

    Coaching Real Leaders by Harvard Business Review / Muriel Wilkins

    Coaching Real Leaders

    667 Listeners

    WSJ Opinion: Free Expression by Gerard Baker, Editor at Large, The Wall Street Journal

    WSJ Opinion: Free Expression

    606 Listeners

    Prof G Markets by Vox Media Podcast Network

    Prof G Markets

    1,368 Listeners