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Between federal regulatory shifts and Executive orders, the ways in which companies can expect to be held accountable for misconduct are undergoing substantial change—or at the very least, significant clarification.
Baker McKenzie partner and former SEC assistant regional director Peter Chan recently spoke with Kate Zoladz, Deputy Director (West) of the Enforcement Division of the SEC, and shares his valuable insights from that conversation around the SEC's current enforcement priorities.
Learn more from Peter: www.bakermckenzie.com
Ethisphere Resource Center at www.ethisphere.com/resources
Join the Ethicast: www.ethisphere.com/ethicast
By Ethicast5
66 ratings
Between federal regulatory shifts and Executive orders, the ways in which companies can expect to be held accountable for misconduct are undergoing substantial change—or at the very least, significant clarification.
Baker McKenzie partner and former SEC assistant regional director Peter Chan recently spoke with Kate Zoladz, Deputy Director (West) of the Enforcement Division of the SEC, and shares his valuable insights from that conversation around the SEC's current enforcement priorities.
Learn more from Peter: www.bakermckenzie.com
Ethisphere Resource Center at www.ethisphere.com/resources
Join the Ethicast: www.ethisphere.com/ethicast

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