Financial Services Risk and Regulation Unravelled Podcast

Episode 76 | Regulatory Update: Complaints, credit and conduct

Listen Later

Tune in for the latest regulatory developments shaping the UK financial services landscape and what these mean for you.

In this episode, David Morrey and Ben Farmer examine the FCA’s proposals to simplify complaints reporting, including the removal of group-level submissions and the introduction of standardised six-monthly intervals.

They also talk about the FCA’s review of the Register, updates to value assessments for authorised fund managers, and the final rules for trading unlisted securities under the new Private Intermittent Securities and Capital Exchange System (PISCES) regime.

You'll also hear about:

  • the Government's plans to regulate Buy Now, Pay Later products
  • phase one of the Consumer Credit Act reform
  • FCA considerations for a motor finance redress scheme
  • updates to the FCA’s enforcement guide
  • PRA’s consultation on Pillar 2A for banks
  • the Financial Ombudsman’s proposal to revise the 8% statutory interest rate
  • global enforcement trends targeting financial influencers.
    • ...more
    View all episodesView all episodes
    Download on the App Store
    Financial Services Risk and Regulation Unravelled PodcastBy Grant Thornton UK LLP

    More shows like Financial Services Risk and Regulation Unravelled Podcast

    View all
    Wake Up to Money by BBC Radio 5 Live

    Wake Up to Money

    54 Listeners

    Football Daily by BBC Radio 5 Live

    Football Daily

    1,030 Listeners

    Page 94: The Private Eye Podcast by Page 94: The Private Eye Podcast

    Page 94: The Private Eye Podcast

    344 Listeners

    Coffee House Shots by The Spectator

    Coffee House Shots

    178 Listeners

    Rugby Union Weekly by BBC Radio 5 Live

    Rugby Union Weekly

    376 Listeners

    Political Thinking with Nick Robinson by BBC Radio 4

    Political Thinking with Nick Robinson

    114 Listeners

    Behind the Money by Financial Times

    Behind the Money

    223 Listeners

    On The Money by interactive investor

    On The Money

    4 Listeners

    Risk & Regulation Rundown by PwC UK

    Risk & Regulation Rundown

    2 Listeners

    The View From The Lane: The Athletic FC's Spurs show by The Athletic

    The View From The Lane: The Athletic FC's Spurs show

    297 Listeners

    IFS Zooms In: The Economy by Institute for Fiscal Studies

    IFS Zooms In: The Economy

    8 Listeners

    The Rest Is Money by Goalhanger

    The Rest Is Money

    182 Listeners

    Merryn Talks Money by Bloomberg

    Merryn Talks Money

    50 Listeners

    Unhedged by Financial Times & Pushkin Industries

    Unhedged

    179 Listeners

    The Economics Show by Financial Times

    The Economics Show

    148 Listeners