What's the difference between UVA's Audit & Compliance department and UVAFinance's Compliance Team? What do they do, how do they work with people across Grounds, and how can we best work with them? Carolyn Saint and Gary Nimax from Audit & Compliance, along with JJ Sullivan and Christine Kennedy-Tyburski of UVAFinance Compliance, join Patty and Brandi to give answers and insights into these two vital functions.
Office of Audit and Compliance website Compliance CharterFor the UVA Compliance Helpline, online reporting mechanism, and the Commonwealth's Fraud, Waste, and Abuse Hotline and online form: https://audit.virginia.edu/resources-and-references UVA Compliance Helpline and Subject-Specific Reporting PortalsWhat are Internal Controls?Compliance NetworkSeven Elements of an Effective Compliance ProgramUVA Policy Directory- GOV-002: Reporting and Investigation of Fraudulent Transactions
GOV-003: University Institutional Compliance Program for Adherence to Federal, State, and Other RegulationsFIN-036: Signatory Authority for Executing University ContractsOffice of State Inspector General for VAAudit Two-Year Plan (from June 2024 BOV Meeting - scroll to "Meeting Documents" at the bottom of the page)UVA Code of Ethics for Faculty & StaffCOSO Framework Resources: - https://www.coso.org/_files/ugd/3059fc_77d5d0f3d569439990b170bd3b909d7e.pdf
https://www.coso.org/guidance-on-ichttps://www.auditboard.com/blog/coso-framework-fundamentals/