London Fintech Podcast

LFP 257 – Risks, Regulations & Remedies – a FinCrime deep dive with Paul Caulfield

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Watch the video version on YouTube: https://youtu.be/ny7vDFIVhko

In this episode Tony Clark sits down with Paul Caulfield for a deep dive into the troubling world of Financial Crime.

Paul is a practising attorney. He’s been a chief legal officer and a chief risk officer at major Financial Institutions, and he’s worked with pretty much all the market regulators in the sector, including the Department of Justice, the OCC, OFAC, and the Fed. Paul is also an adjunct professor at Fordham Law in New York.

This is a ‘must-listen’ for anyone in the Risk, Compliance or Legal space.

This conversation centres on Money Laundering and Cyber Crime as two key dimensions of the criminal activity challenge that the FS sector faces. In today’s market, illegal activity manifests in so many different ways and some surprising places. Paul shares some of his practical stories of the threats, regulations and remedies that firms must pay attention to.

Topics covered include:

  • The Growing Threat of Financial Crime
  • Introducing Paul Caulfield: Expert in Financial Crime
  • Regulatory Challenges and Innovations
  • The Role of Technology in Combating Financial Crime
  • Money Laundering innovations in surprising places – diamonds, gaming & crypto
  • The Importance of Collaboration in Financial Security
  • Leveraging AI and Technology for Better Compliance
  • The Future of Financial Crime Prevention
  • Voice & Avatar Synthesis and Cyber Attacks
  • Real-Life Scenarios of Cybercrime
  • The Rise of Romance Scams and Social Engineering
  • Election Security and Media Influence
  • The Dark Web and Cybercrime as a Service
  • Regulations and the Role of Citizen Activism
  • The Future of Cybersecurity and Financial Crime
  • Personal Reflections and the Impact of 9/11
  • The Importance of Cyber Hygiene and Human Factors
  • Unexpected Inspirations: Japanese Haiku

    • Learn more:

    Paul Caulfield: https://www.linkedin.com/in/paulcaulfieldny/

    Tony Clark: https://www.linkedin.com/in/tony-clark-07160b/

    NextWave: https://www.nxwave.com

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