Risk & Regulation Rundown

Piecing together the governance puzzle - S5E1


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Welcome to a brand new series of Risk & Regulation Rundown. In this episode, new host Tessa Norman is joined by David Croker, leader of PwC’s Asset and Wealth Management risk and regulatory business and a partner in PwC’s sustainability practice, and Harry Howe, a Director in PwC’s Banking team, to spotlight the ever critical role of governance in how firms respond to the evolving regulatory and economic landscape. 


Our guests look at the intensifying supervisory focus on governance, and the challenges firms need to overcome to meet the regulators’ evolving expectations. They also discuss the impact of recent and potential changes to the regulatory agenda in this space, including the growth of ESG, possible changes to the SM&CR, and the introduction of the Consumer Duty. Finally, our experts explore how firms can strategically link together the various pieces of the governance puzzle and determine what good governance looks like for their business model, both now and in the future. 


You can contact our PwC speakers if you’d like to discuss any of the topics covered, at [email protected], [email protected], and [email protected] 


To hear more from us on Risk & Regulation, you can access our regular publications at this site: https://www.pwc.co.uk/industries/financial-services/understanding-regulatory-developments.html 


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