Turn up and the volume and listen in as Jim and I chat about his career path and how to get into the compliance market before diving into tips and tools for RIA compliance that all advisors need to know about. You can find show notes and more information by clicking here: <a href= "http://www.xyplanningnetwork.com/25" target="_blank" rel= "noopener">http://www.xyplanningnetwork.com/25</a>

Turn up and the volume and listen in as Jim and I chat about his career path and how to get into the compliance market before diving into tips and tools for RIA compliance that all advisors need to know about. You can find show notes and more information by clicking here: http://www.xyplanningnetwork.com/25

Turn up and the volume and listen in as Jim and I chat about his career path and how to get into the compliance market before diving into tips and tools for RIA compliance that all advisors need to know about. You can find show notes and more information by clicking here: <a href="http://www.xyplanningnetwork.com/25" rel="noopener noreferrer">http://www.xyplanningnetwork.com/25</a>

Ep #25: RIA Compliance: Staying Compliant When You Start and Run Your Firm

Behind the Advisor, an XYPN Podcast, takes you behind the scenes of what it really takes to launch, run, and grow a successful fee-only financial planning firm. Through candid conversations with industry leaders and real-life advisors, we uncover the challenges, victories, and lessons learned along the way. Whether you're starting out or scaling up, this podcast delivers the front-line insights and actionable strategies you need to build a thriving, purpose-driven firm—on your terms.

Share Ep #25: RIA Compliance: Staying Compliant When You Start and Run Your Firm

Sign up to save your podcasts

Ep #25: RIA Compliance: Staying Compliant When You Start and Run Your Firm

Ep #25: RIA Compliance: Staying Compliant When You Start and Run Your Firm

More shows like Behind The Advisor

Sales Gravy: Jeb Blount

ChooseFI

The Game with Alex Hormozi

The Rational Reminder Podcast

The Perfect RIA

The Long View

Kitces and Carl - Real Talk for Real Financial Advisors

Barron's Advisor

New Planner Podcast

Retirement Tax Services Podcast

Money For Couples with Ramit Sethi

The Advisor Journey

The Efficient Advisor: Tactical Business Advice for Financial Planners

Only Fee-Only

Advisor Marketing Made Simple