Super-OSJ or RIA?

Let’s start with what is an OSJ?

Let alone, what makes an OSJ “Super?”

And then how does it compare to an RIA?

If you are considering joining either, it is important to understand the distinct regulatory and competitive differences between them.

In this episode of the Transition To RIA question & answer series I explain how these two models differ, and why you might choose one over the other for your practice.

Come take a listen!

P.S. Prefer video? You can find this entire series in video format on Youtube. Search for the TRANSITION TO RIA channel.

Show notes: https://TransitionToRIA.com/what-is-the-difference-between-a-super-osj-and-an-ria/

About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors understand everything there is to know about WHY and HOW to transition their practice to the Registered Investment Advisor (RIA) model. Brad has 20+ years of industry experience, including direct RIA related roles in Compliance, Finance and Business Development. He has an MBA and has held the 4, 7, 24, 63 & 65 licenses. The Transition To RIA website (TransitionToRIA.com) has a large catalog of free videos, articles, whitepapers, as well as other resources to help advisors understand the RIA model and how it would apply to their unique circumstances.