Transition To RIA Podcast

Q126 - What Type Of Fees Can I Charge My Clients In The RIA Model?


Listen Later

The RIA model typically provides far more flexibility with how you can charge your clients for your services.


AUM, flat, subscription, hourly are some of the options.


Even the most used “AUM fee” comes with additional flexibility.

  • The frequency in which you charge the fee.
  • What pricing tiers you use.
  • Whether you charge in advance or arrears.
  • Whether the fee is based on a single date in time (ex: quarter end), or an average of the period.
  • The ability to pair an AUM with another fee type (ex: flat fee.)


In this episode (#126) of the Transition To RIA question and answer series I explain the different fee types most often used in the RIA model.


Come take a listen!


P.S. Prefer video? You can find this entire series in video format on Youtube. Search for the TRANSITION TO RIA channel.


Show notes: https://TransitionToRIA.com/what-type-of-fees-can-i-charge-my-clients-in-the-ria-model/


About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors understand everything there is to know about WHY and HOW to transition their practice to the Registered Investment Advisor (RIA) model. Brad has 20+ years of industry experience, including direct RIA related roles in Compliance, Finance and Business Development. He has an MBA and has held the 4, 7, 24, 63 & 65 licenses. The Transition To RIA website (TransitionToRIA.com) has a large catalog of free videos, articles, whitepapers, as well as other resources to help advisors understand the RIA model and how it would apply to their unique circumstances.

...more
View all episodesView all episodes
Download on the App Store

Transition To RIA PodcastBy Brad Wales

  • 4.7
  • 4.7
  • 4.7
  • 4.7
  • 4.7

4.7

14 ratings


More shows like Transition To RIA Podcast

View all
Notes on the Week Ahead by Dr. David Kelly

Notes on the Week Ahead

189 Listeners

We Study Billionaires - The Investor’s Podcast Network by The Investor's Podcast Network

We Study Billionaires - The Investor’s Podcast Network

3,366 Listeners

Odd Lots by Bloomberg

Odd Lots

1,784 Listeners

The Meb Faber Show - Better Investing by The Idea Farm

The Meb Faber Show - Better Investing

938 Listeners

Founders by David Senra

Founders

1,906 Listeners

Grant’s Current Yield Podcast by Grant's Interest Rate Observer

Grant’s Current Yield Podcast

665 Listeners

Animal Spirits Podcast by The Compound

Animal Spirits Podcast

1,995 Listeners

The Perfect RIA by Matthew Jarvis, CFP® & Micah Shilanski, CFP®

The Perfect RIA

454 Listeners

The Compound and Friends by The Compound

The Compound and Friends

2,049 Listeners

Kitces and Carl - Real Talk for Real Financial Advisors by Michael Kitces, MSFS, MTAX, CFP and Carl Richards, CFP

Kitces and Carl - Real Talk for Real Financial Advisors

241 Listeners

All-In with Chamath, Jason, Sacks & Friedberg by All-In Podcast, LLC

All-In with Chamath, Jason, Sacks & Friedberg

9,189 Listeners

Barron's Streetwise by Barron's

Barron's Streetwise

1,545 Listeners

Barron's Advisor by Barron's Advisor

Barron's Advisor

108 Listeners

The Efficient Advisor: Tactical Business Advice for Financial Planners by Libby Greiwe

The Efficient Advisor: Tactical Business Advice for Financial Planners

123 Listeners