Transition To RIA Podcast

Q51 - Should I Join An Existing RIA?


Listen Later

Something I do with almost all financial advisors I talk to, is to explain the various PATHWAYS INTO THE RIA MODEL.


For some, that will be starting their own RIA.


For others, it will be joining an existing firm.


Whereas others pursue a middle of the road path that is essentially a mix of the two.


Of these options, WHY JOIN AN EXISTING RIA, WHEN YOU CAN PERHAPS START YOUR OWN?


In my latest episode for my RIA question & answer series, I explain why many advisors are concluding that joining an existing firm is indeed the better path for them to take.

 

Come take a listen!


About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the Registered Investment Advisor (RIA) model. Brad has nearly 20 years of industry experience, including direct RIA related roles in Compliance, Finance and Business Development. He has an MBA and has held the 4, 7, 24, 63 & 65 licenses. On his website (TransitionToRIA.com) he has a large catalog of free videos, whitepapers, as well as other resources to help advisors fully understand the RIA model and how it would apply to their unique circumstances.

...more
View all episodesView all episodes
Download on the App Store

Transition To RIA PodcastBy Brad Wales

  • 4.7
  • 4.7
  • 4.7
  • 4.7
  • 4.7

4.7

14 ratings


More shows like Transition To RIA Podcast

View all
Fantasy Footballers - Fantasy Football Podcast by Fantasy Football

Fantasy Footballers - Fantasy Football Podcast

28,435 Listeners

Main Street Business by Mark J Kohler and Mat Sorensen

Main Street Business

583 Listeners

Behind The Advisor by XYPN

Behind The Advisor

139 Listeners

Financial Advisor Success by Michael Kitces

Financial Advisor Success

707 Listeners

The Diamond Podcast for Financial Advisors by Mindy Diamond Financial Advisor Recruiter and Consultant

The Diamond Podcast for Financial Advisors

99 Listeners

Animal Spirits Podcast by The Compound

Animal Spirits Podcast

1,991 Listeners

The Compound and Friends by The Compound

The Compound and Friends

2,030 Listeners

The Long View by Morningstar

The Long View

850 Listeners

Kitces and Carl - Real Talk for Real Financial Advisors by Michael Kitces, MSFS, MTAX, CFP and Carl Richards, CFP

Kitces and Carl - Real Talk for Real Financial Advisors

230 Listeners

SmartLess by Jason Bateman, Sean Hayes, Will Arnett

SmartLess

57,522 Listeners

The Long Game by Thomas Kopelman

The Long Game

64 Listeners

Ask The Compound by The Compound

Ask The Compound

296 Listeners

The Practical Planner by wealth.com

The Practical Planner

19 Listeners