On today's episode, I interview Matt Baum, a financial services attorney at Fox Rothschild.

• Matt discusses the key factors advisors should consider, such as the attorney's industry experience, ability to handle both preventative and litigation matters, and familiarity with the advisor's current firm.

• Our conversation also highlights how the right legal representation can significantly impact the success of an advisor's transition, making it a critical decision in the due diligence process.

• Finally, Matt discusses an advisor's worst fear: Legal repercussions and how to handle them if you find yourself in this situation.

Guest: Matthew Baum, Financial Services Attorney

Text or Call: 212-878-1429

Email: [email protected]

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