Sign up to save your podcasts
Or
Share Going From Broker-Dealer to RIA: Your Options, Myths, and Making a Smarter Transition (089)
Share to email
Share to Facebook
Share to X
Share to email
Share to Facebook
Share to X
Or
Going From Broker-Dealer to RIA: Your Options, Myths, and Making a Smarter Transition (089)
Aaron Jasper of Mutual Group, joins me to unpack how RIAs have changed and why advisors don’t need to be 100% fee-based to make the move. Aaron breaks down hybrid options, the Evolve model for legacy brokerage, and how to choose between being an advisor or a business owner.
- Macro shifts from outside capital and zero commissions
- AI improving relationships, not replacing advisors
- Simplification and efficiency is your competitive edge
- The trade-offs
- Myths about small RIAs
- The Evolve path to drop Series 7 and still service legacy business
- Actual time savings, fewer constraints, and pricing freedom
- Finding a RIA fit versus launching your own
---
Contact & connect with me:
Text or Call: (908) 902 4903
Meet: https://calendly.com/coreywalen
LinkedIn: https://www.linkedin.com/in/coreywalen/
YouTube: https://www.youtube.com/@CoreyWalen
Website: https://www.coreywalen.co...
View all episodes
By Corey Walen
5
99 ratings
Aaron Jasper of Mutual Group, joins me to unpack how RIAs have changed and why advisors don’t need to be 100% fee-based to make the move. Aaron breaks down hybrid options, the Evolve model for legacy brokerage, and how to choose between being an advisor or a business owner.
- Macro shifts from outside capital and zero commissions
- AI improving relationships, not replacing advisors
- Simplification and efficiency is your competitive edge
- The trade-offs
- Myths about small RIAs
- The Evolve path to drop Series 7 and still service legacy business
- Actual time savings, fewer constraints, and pricing freedom
- Finding a RIA fit versus launching your own
---
Contact & connect with me:
Text or Call: (908) 902 4903
Meet: https://calendly.com/coreywalen
LinkedIn: https://www.linkedin.com/in/coreywalen/
YouTube: https://www.youtube.com/@CoreyWalen
Website: https://www.coreywalen.co...
More shows like Firm Transitions with Corey Walen
View all
Mad Money w/ Jim Cramer
4,079 Listeners
Odd Lots
1,945 Listeners
Notes on the Week Ahead
194 Listeners
Capital Ideas Podcast
278 Listeners
Animal Spirits Podcast
2,024 Listeners
The Diamond Podcast for Financial Advisors
99 Listeners
The Perfect RIA
461 Listeners
The Compound and Friends
2,118 Listeners
Thoughts on the Market
1,297 Listeners
Kitces and Carl - Real Talk for Real Financial Advisors
244 Listeners
Advisor Talk with Frank LaRosa
90 Listeners
All-In with Chamath, Jason, Sacks & Friedberg
9,901 Listeners
The Efficient Advisor: Tactical Business Advice for Financial Planners
135 Listeners
The Master Investor Podcast with Wilfred Frost
73 Listeners
The Ryen Russillo Show
2,910 Listeners