Credit Union Exam Solutions Presents With Flying Colors

NCUA: Can You Put That In an Examiners Finding Instead of a DOR?


Listen Later

Episode Title:

NCUA: Can You Put That in an Examiner Finding, Not a DOR?

Episode Summary:

In this episode of With Flying Colors, host Mark Treichel is joined by Steve Farrar and Todd Miller to unpack the complexities of NCUA examinations, examiner findings, and documents of resolution (DOORS). They dive into what makes an issue rise to a DOOR, how credit unions can negotiate findings, and why corporate governance is becoming a focal point in exams.

With their decades of experience inside NCUA, Mark, Steve, and Todd share insights on how credit unions can better navigate the regulatory process, avoid unnecessary compliance burdens, and strengthen their governance structures. If you've ever wondered why something lands in a DOOR rather than an examiner finding, this episode is for you!

Key Topics Covered:

✔️ What qualifies as an examiner finding vs. a DOOR?
 ✔️ How credit unions can respond to and negotiate with NCUA
 ✔️ The rising focus on corporate governance in examinations
 ✔️ How unresolved examiner findings escalate over time
 ✔️ The role of supplementary facts in the examination process
 ✔️ Understanding regional director letters and enforcement trends

Guest Information:

🎙 Steve Farrar – Former NCUA official with 30+ years of experience in risk management, enforcement, and problem case resolution.
🎙 Todd Miller – Former NCUA examiner, capital market specialist, and director of special actions, with 35 years of regulatory expertise.

Host Information:

🎙 Mark Treichel – Former NCUA executive and credit union expert, dedicated to helping credit unions optimize their exam results.

Resources Mentioned:

🔗 MarkTreichel.com – Learn more about Credit Union Exam Solutions
🔗 NCUA CAMELS Rating System
🔗 FDIC Proposed Corporate Governance Guidance

Subscribe & Follow:

🔔 Never miss an episode! Subscribe on Spotify, Apple Podcasts, Google Podcasts, or your favorite podcast app.
📩 ]

👉 If you found this episode valuable, please leave us a rating and review!

...more
View all episodesView all episodes
Download on the App Store

Credit Union Exam Solutions Presents With Flying ColorsBy Mark Treichel's Credit Union Exam Solutions

  • 5
  • 5
  • 5
  • 5
  • 5

5

13 ratings


More shows like Credit Union Exam Solutions Presents With Flying Colors

View all
Freakonomics Radio by Freakonomics Radio + Stitcher

Freakonomics Radio

32,079 Listeners

Marketplace by Marketplace

Marketplace

8,708 Listeners

Acquired by Ben Gilbert and David Rosenthal

Acquired

4,279 Listeners

WSJ What’s News by The Wall Street Journal

WSJ What’s News

4,359 Listeners

Odd Lots by Bloomberg

Odd Lots

1,859 Listeners

WSJ Minute Briefing by The Wall Street Journal

WSJ Minute Briefing

675 Listeners

Up First from NPR by NPR

Up First from NPR

56,402 Listeners

Stay Tuned with Preet by Preet Bharara

Stay Tuned with Preet

32,386 Listeners

The Indicator from Planet Money by NPR

The Indicator from Planet Money

9,516 Listeners

The Prof G Pod with Scott Galloway by Vox Media Podcast Network

The Prof G Pod with Scott Galloway

5,482 Listeners

All-In with Chamath, Jason, Sacks & Friedberg by All-In Podcast, LLC

All-In with Chamath, Jason, Sacks & Friedberg

9,829 Listeners

The Ezra Klein Show by New York Times Opinion

The Ezra Klein Show

16,097 Listeners

Moody's Talks - Inside Economics by Moody's Analytics

Moody's Talks - Inside Economics

295 Listeners

Credit Union Regulatory Guidance Including: NCUA, CFPB, FDIC, OCC, FFIEC by Credit Union Exam Solutions Inc.

Credit Union Regulatory Guidance Including: NCUA, CFPB, FDIC, OCC, FFIEC

0 Listeners

Prof G Markets by Vox Media Podcast Network

Prof G Markets

1,329 Listeners