Credit Union Exam Solutions Presents With Flying Colors

NCUA: Can You Put That In an Examiners Finding Instead of a DOR?


Listen Later

Episode Title:

NCUA: Can You Put That in an Examiner Finding, Not a DOR?

Episode Summary:

In this episode of With Flying Colors, host Mark Treichel is joined by Steve Farrar and Todd Miller to unpack the complexities of NCUA examinations, examiner findings, and documents of resolution (DOORS). They dive into what makes an issue rise to a DOOR, how credit unions can negotiate findings, and why corporate governance is becoming a focal point in exams.

With their decades of experience inside NCUA, Mark, Steve, and Todd share insights on how credit unions can better navigate the regulatory process, avoid unnecessary compliance burdens, and strengthen their governance structures. If you've ever wondered why something lands in a DOOR rather than an examiner finding, this episode is for you!

Key Topics Covered:

✔️ What qualifies as an examiner finding vs. a DOOR?
 ✔️ How credit unions can respond to and negotiate with NCUA
 ✔️ The rising focus on corporate governance in examinations
 ✔️ How unresolved examiner findings escalate over time
 ✔️ The role of supplementary facts in the examination process
 ✔️ Understanding regional director letters and enforcement trends

Guest Information:

🎙 Steve Farrar – Former NCUA official with 30+ years of experience in risk management, enforcement, and problem case resolution.
🎙 Todd Miller – Former NCUA examiner, capital market specialist, and director of special actions, with 35 years of regulatory expertise.

Host Information:

🎙 Mark Treichel – Former NCUA executive and credit union expert, dedicated to helping credit unions optimize their exam results.

Resources Mentioned:

🔗 MarkTreichel.com – Learn more about Credit Union Exam Solutions
🔗 NCUA CAMELS Rating System
🔗 FDIC Proposed Corporate Governance Guidance

Subscribe & Follow:

🔔 Never miss an episode! Subscribe on Spotify, Apple Podcasts, Google Podcasts, or your favorite podcast app.
📩 ]

👉 If you found this episode valuable, please leave us a rating and review!

...more
View all episodesView all episodes
Download on the App Store

Credit Union Exam Solutions Presents With Flying ColorsBy Mark Treichel's Credit Union Exam Solutions

  • 5
  • 5
  • 5
  • 5
  • 5

5

13 ratings


More shows like Credit Union Exam Solutions Presents With Flying Colors

View all
WSJ What’s News by The Wall Street Journal

WSJ What’s News

4,293 Listeners

WSJ Your Money Briefing by The Wall Street Journal

WSJ Your Money Briefing

1,741 Listeners

Marketplace by Marketplace

Marketplace

8,514 Listeners

Bloomberg Surveillance by Bloomberg

Bloomberg Surveillance

1,177 Listeners

Motley Fool Money by The Motley Fool

Motley Fool Money

3,182 Listeners

Bloomberg Intelligence by Bloomberg

Bloomberg Intelligence

397 Listeners

Masters in Business by Bloomberg

Masters in Business

2,162 Listeners

Goldman Sachs Exchanges by Goldman Sachs

Goldman Sachs Exchanges

985 Listeners

WSJ Minute Briefing by The Wall Street Journal

WSJ Minute Briefing

650 Listeners

The Indicator from Planet Money by NPR

The Indicator from Planet Money

9,521 Listeners

The Compound and Friends by The Compound

The Compound and Friends

2,005 Listeners

Thoughts on the Market by Morgan Stanley

Thoughts on the Market

1,264 Listeners

Moody's Talks - Inside Economics by Moody's Analytics

Moody's Talks - Inside Economics

276 Listeners

Credit Union Regulatory Guidance Including: NCUA, CFPB, FDIC, OCC, FFIEC by Credit Union Exam Solutions Inc.

Credit Union Regulatory Guidance Including: NCUA, CFPB, FDIC, OCC, FFIEC

1 Listeners

Prof G Markets by Vox Media Podcast Network

Prof G Markets

754 Listeners