Topics covered include:

• Rich’s path to the CEO role and his early vision for the future of LPL.
  
   
• The evolution of affiliation models - from 1099 to W-2 and beyond.
  
   
• Why independence isn’t just a structure - it’s a mindset.
  
   
• LPL’s take on private equity’s role in the industry and the cautionary tale it presents.
  
   
• How LPL is helping advisors monetize their practices without selling out.
  
   
• The importance of staying small while scaling big - and delivering “unreasonable hospitality.”

If you’re an advisor thinking about your next chapter, your firm’s long-term strategy, or what true partnership looks like, this episode is packed with insight from the top.

Listen now and don’t forget to subscribe on your favorite podcast platform.

Want to connect with Frank? Reach out at:
[email protected]
DM Frank on Instagram: @FrankLaRosa.Elite

In this episode, they unpack:

• Why advisor choice is shrinking - and what that means for your future
   
• How OSJ’s and producer group models are more relevant than ever
   
• The cultural disconnect between firm leadership and field teams
   
• Why the RIA space is no longer the “wild west” and is closing the gap with IBDs
   
• How consolidation is forcing advisors to re-evaluate what they really want

Whether you’re looking for better service, more autonomy, or simply trying to avoid being caught in another acquisition wave, this episode delivers straight talk and practical insight to help you make the best move for your business.

Have a question for Frank? Reach out at [email protected] or DM him on Instagram (@FrankLaRosa.Elite).

Like, subscribe, and leave a review!

In this episode, Frank breaks it all down:

-Why the $90M SEC penalty wasn’t actually dismissed – and what a “reprieve” really means

-The financial and emotional toll of multi-year legal battles (even when you ‘win’)

-How thin margins and legal pressure can force even well-run firms into tough decisions

-The cultural clash that may lie ahead between LPL and Commonwealth

-Why perception isn’t always reality – and how advisors can read between the lines

If you’re an advisor at Commonwealth, LPL, or simply paying attention to how industry consolidation impacts your future, this episode is essential listening.

Have a question for Frank? Reach out at [email protected] or DM him on Instagram (@FrankLaRosa.Elite).

Like, subscribe, and leave a review!

Topics covered include:

• Why comparing payout percentages rarely tells the full story.
  
   
• How custom pro formas cut through the noise and reveal the real net numbers.
  
   
• The top mistakes advisors make when analyzing firm economics.
  
   
• How a $100K difference can shrink fast when you factor in headcount, taxes, and firm fees.
  
   
• What actually moves the needle in long-term success (hint: it’s not the ticket charges).
   

If you’re evaluating a potential move or feeling stuck in analysis paralysis, this episode is your wake-up call to stop splitting hairs and start focusing on what really matters.

Listen now and be sure to subscribe on your favorite podcast platform. Want to connect with Frank and the team? Reach out at:

[email protected]

[email protected]

DM Frank on Instagram:

 @FrankLaRosa.Elite

Show highlights include:

-The ripple effects of a $90M SEC fine and how it may have triggered this acquisition

-The unintended consequences advisors face when their firm’s actions force them into quick decisions

-How consolidation is impacting advisor choice and independence

-Why now is the time to be selfish - and strategic - when it comes to your business

Whether you’re with Commonwealth, LPL, or any other firm navigating today’s rapidly evolving industry, this episode is a must-listen.

Have a question for Frank? Reach out at [email protected], or DM him on Instagram (@FrankLaRosaElite).

Like, subscribe, and leave us a review!

Topics covered include:

• Why more conversations don’t always mean more clarity.
   
• How to know when it’s time to stop looking and start deciding.
   
• The role a strategic consultant plays in simplifying the firm selection process.
   
• What really differentiates firms beyond compensation and tech.
   
• The mindset shift needed to find your “forever firm.”

If you’re in transition or even just thinking about a potential move, this episode offers a candid look at the mistakes to avoid - and the process that actually works.

Listen now and be sure to subscribe on your favorite podcast platform. Want to connect with Frank and the team? Reach out at:
[email protected]
[email protected]
DM Frank on Instagram: @FrankLaRosa.Elite

Key takeaways from today’s episode include:

• The seven essential factors advisors should consider when evaluating CRM platforms.
• Why Redtail and Wealthbox are popular choices - but may not be scalable for growing firms.
• How Salesforce offers unmatched customization, automation, and AI-driven insights.
• The power of integration: How a well-structured CRM connects with key platforms like eMoney, Black Diamond, and Orion.
• Real-world examples of how the right CRM strategy can improve efficiency, compliance, and client service.

Frank and Sue pull back the curtain on the role of CRM in building a successful advisory business, sharing practical insights that can help firms of all sizes optimize their operations. Whether you're considering a new CRM, looking to maximize your current system, or just want to future-proof your tech stack, this episode is a must-listen.

Tune in now to discover which CRM solution is the best fit for your practice!

Frank breaks down two key strategies to help advisors regain their passion while maintaining a thriving business:

• Rolling up into a larger RIA to offload operational responsibilities while maintaining client relationships.
• Building the right internal team by hiring specialists to handle compliance, HR, finance, and other business functions so you can focus on advising.

He also discusses:

• How to evaluate your daily tasks and identify what to delegate.
• The importance of viewing new hires as investments, not expenses.
• Why focusing on your strengths as an advisor leads to greater profitability and business growth.
• How surrounding yourself with the right people allows you to stay in the CEO role - without the daily headaches.

If you’re an advisor struggling with the balance between business ownership and client service, this episode offers the clarity you need to take action.

Have a question for Frank? Reach out at [email protected], DM him on Instagram (@FrankLaRosaElite), or connect on LinkedIn https://www.linkedin.com/in/eliteceo-franklarosa/

Like, subscribe, and leave us a review!

Frank and Sue break down three essential automation strategies that every advisor should implement:

• How to streamline client onboarding with automated workflows to save time and reduce human error.
• Using automated tracking and email alerts to ensure clients take required minimum distributions on time.
• Automating tax document distribution to improve efficiency and avoid last-minute client frustrations.
• Why clean, structured data not only improves operations but also increases business valuations in M&A deals.
• How automating processes allows your business to not be dependent on one person knowing how to do everything.
• Learn how to leverage dashboards and analytics to make informed business decisions that drive profitability.

If you’re an advisor looking to optimize your back-office operations, this is an episode you don’t want to miss! Ready to take your practice to the next level? Contact Sue at [email protected] or reach out to Frank at [email protected].

Like, subscribe, and leave us a review!

Topics covered include:
- How to attract ideal clients by providing meaningful, actionable content.
- The systems top entrepreneurs use to generate revenue (and why advisors should pay attention).
- Why focusing on the right tasks can dramatically improve growth.
- How patience and strategic decision-making lead to sustainable success.
- The key to hiring, retaining, and leveraging top-tier talent.

This episode is packed with practical strategies you can implement today to enhance your practice. If you're serious about growth, efficiency, and long-term success, this conversation is a must-listen!

Listen now and be sure to subscribe on your favorite podcast platform. Want to connect with Frank and the team? Reach out at:
[email protected]
[email protected]
DM Frank on Instagram: @FrankLaRosa.Elite