Most syndicators think compliance starts after the deal is under contract.

They wait to bring in a securities attorney until the docs are needed…

In this episode of Cash Flow Connections, I’m joined (for the third time) by Mauricio Rauld—one of the few attorneys who actually makes securities law fun to learn.

We break down:

The syndicator blind spot that can blow up your raise

Why social media could be your biggest compliance risk

How to choose between 506(b) and 506(c) before you even have a deal

The critical difference between “talking to investors” and “offering securities”

The one conversation that could protect you if your deal ever goes south

If you’re raising capital (or plan to)… you need to hear this.

Take Control,

Resources mentioned in the episode:

LinkedIn

YouTube

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