
Sign up to save your podcasts
Or


You obviously want to run your firm the right way, but are you really taking every precaution to make sure you're staying compliant with all of the various rules and regulations you're expected to follow? In many cases with small firms, the answer is likely no. This week, we're joined by compliance expert Natalia Gindler Corsini from Prae Venire to talk about several blind spots you may not have considered.
If you'd like to learn more about implementing a compliance program at your firm, you can contact Natalia directly at [email protected]
By Spotlight Marketing + Branding5
33 ratings
You obviously want to run your firm the right way, but are you really taking every precaution to make sure you're staying compliant with all of the various rules and regulations you're expected to follow? In many cases with small firms, the answer is likely no. This week, we're joined by compliance expert Natalia Gindler Corsini from Prae Venire to talk about several blind spots you may not have considered.
If you'd like to learn more about implementing a compliance program at your firm, you can contact Natalia directly at [email protected]

138 Listeners

54 Listeners

32 Listeners

2 Listeners

201 Listeners

96 Listeners

90 Listeners

20 Listeners

6 Listeners

24 Listeners

41 Listeners

8 Listeners